Interpretation: As Pericles surveyed the political scene early in his
career, he noticed the following phenomenon: Every Athenian political
figure believed he was rational, had realistic goals, and plans on how to
get there. They all worked hard for their political factions and tried to
increase their power. They led Athenian armies into battle and often
came out ahead. They strove to expand the empire and bring in more
money. And when their political maneuvering suddenly backfired, or
the wars turned out badly, they had excellent reasons for why this had
happened. They could always blame the opposition or, if need be, the
gods. And yet, if all these men were so rational, why did their policies
add up to so much chaos and self-destructiveness? Why was Athens
such a mess and the democracy itself so fragile? Why was there so
much corruption and turbulence? The answer was simple: his fellow
Athenians were not rational at all, merely selfish and shrewd. What
guided their decisions was their base emotions—hunger for power,
attention, and money. And for those purposes they could be very
tactical and clever, but none of their maneuvers led to anything that
lasted or served the overall interests of the democracy.
What consumed Pericles as a thinker and a public figure was how to
get out of this trap, how to be truly rational in an arena dominated by
emotions. The solution he came up with is unique in history and
devastatingly powerful in its results. It should serve as our ideal. In his
conception, the human mind has to worship something, has to have its
attention directed to something it values above all else. For most
people, it is their ego; for some it is their family, their clan, their god,
or their nation. For Pericles it would be nous, the ancient Greek word
for "mind" or "intelligence." Nous is a force that permeates the
universe, creating meaning and order. The human mind is naturally
attracted to this order; this is the source of our intelligence. For
Pericles, the nous that he worshipped was embodied in the figure of
the goddess Athena.
Athena was literally born from the head of Zeus, her name itself
reflecting this—a combination of "god" (theos) and "mind" (nous). But
Athena came to represent a very particular form of nous—eminently
practical, feminine, and earthy. She is the voice that comes to heroes in
times of need, instilling in them a calm spirit, orienting their minds
toward the perfect idea for victory and success, then giving them the
energy to achieve this. To be visited by Athena was the highest blessing
of them all, and it was her spirit that guided great generals and the best
artists, inventors, and tradesmen. Under her influence, a man or
woman could see the world with perfect clarity and hit upon the action
that was just right for the moment. For Athens, her spirit was invoked
to unify the city, make it prosperous and productive. In essence,
Athena stood for rationality, the greatest gift of the gods to mortals, for
it alone could make a human act with divine wisdom.
To cultivate his inner Athena, Pericles first had to find a way to
master his emotions. Emotions turn us inward, away from nous, away
from reality. We dwell on our anger or our insecurities. If we look out
at the world and try to solve problems, we see things through the lens
of these emotions; they cloud our vision. Pericles trained himself to
never react in the moment, to never make a decision while under the
influence of a strong emotion. Instead, he analyzed his feelings.
Usually when he looked closely at his insecurities or his anger, he saw
that they were not really justified, and they lost their significance
under scrutiny. Sometimes he had to physically get away from the
heated Assembly and retire to his house, where he remained alone for
days on end, calming himself down. Slowly, the voice of Athena would
come to him.
He decided to base all of his political decisions on one thing—what
actually served the greater good of Athens. His goal was to unify the
citizenry through genuine love of democracy and belief in the
superiority of the Athenian way. Having such a standard helped him
avoid the ego trap. It impelled him to work to increase the
participation and power of the lower and middle classes, even though
such a strategy could easily turn against him. It inspired him to limit
wars, even though this meant less personal glory for him. And finally it
led to his greatest decision of all—the public works project that
transformed Athens.
To help himself in this deliberative process, he opened his mind to
as many ideas and options as possible, even to those of his opponents.
He imagined all of the possible consequences of a strategy before
committing to it. With a calm spirit and an open mind, he hit upon
policies that sparked one of the true golden ages in history. One man
was able to infect an entire city with his rational spirit. What happened
to Athens after he departed from the scene speaks for itself. The
Sicilian expedition represented everything he had always opposed—a
decision secretly motivated by the desire to grab more land, blinded to
its potential consequences.
Understand: Like everyone, you think you are rational, but you
are not. Rationality is not a power you are born with but one you
acquire through training and practice. The voice of Athena simply
stands for a higher power that exists within you right now, a potential
you have perhaps felt in moments of calmness and focus, the perfect
idea coming to you after much thinking. You are not connected to this
higher power in the present because your mind is weighed down with
emotions. Like Pericles in the Assembly, you are infected by all of the
drama that others churn up; you are continually reacting to what
people give you, experiencing waves of excitement, insecurity, and
anxiety that make it hard to focus. Your attention is pulled this way
and that, and without the rational standard to guide your decisions,
you never quite reach the goals that you set. At any moment this can
change with a simple decision—to cultivate your inner Athena.
Rationality is then what you will value the most and that which will
serve as your guide.
Your first task is to look at those emotions that are continually
infecting your ideas and decisions. Learn to question yourself: Why
this anger or resentment? Where does this incessant need for attention
come from? Under such scrutiny, your emotions will lose their hold on
you. You will begin to think for yourself instead of reacting to what
others give you. Emotions tend to narrow the mind, making us focus
on one or two ideas that satisfy our immediate desire for power or
attention, ideas that usually backfire. Now, with a calm spirit, you can
entertain a wide range of options and solutions. You will deliberate
longer before acting and reassess your strategies. The voice will
become clearer and clearer. When people besiege you with their
endless dramas and petty emotions, you will resent the distraction and
apply your rationality to think past them. Like an athlete continually
getting stronger through training, your mind will become more flexible
and resilient. Clear and calm, you will see answers and creative
solutions that no one else can envision.
It's just as though one's second self were standing beside one; one is
sensible and rational oneself, but the other self is impelled to do something
perfectly senseless, and sometimes very funny; and suddenly you notice
that you are longing to do that amusing thing, goodness knows why; that is,
you want to, as it were, against your will; though you fight against it with all
of your might, you want to.
—Fyodor Dostoyevsky, A Raw Youth
Keys to Human Nature
Whenever anything goes wrong in our life, we naturally seek an
explanation. To not find some cause for why our plans went awry, or
why we faced sudden resistance to our ideas, would be deeply
disturbing to us and intensify our pain. But in looking for a cause, our
minds tend to revolve around the same types of explanations: someone
or some group sabotaged me, perhaps out of dislike; large antagonistic
forces out there, such as the government or social conventions,
hindered me; I received bad advice, or information was kept from me.
Finally—if worse comes to worst—it was all bad luck and unfortunate
circumstances.
These explanations generally emphasize our helplessness. "What
could I have done differently? How could I have possibly foreseen the
nasty actions of X against me?" They are also somewhat vague. We
usually can't point to specific malicious actions of others. We can only
suspect or imagine. These explanations tend to intensify our emotions
—anger, frustration, depression—which we can then wallow in and feel
bad for ourselves. Most significantly, our first reaction is to look
outward for the cause. Yes, we might be responsible for some of what
happened, but for the most part, other people and antagonistic forces
tripped us up. This reaction is deeply ingrained in the human animal.
In ancient times, it might have been the gods or evil spirits who were to
blame. We of the present choose to call them other names.
The truth, however, is very different from this. Certainly there are
individuals and larger forces out there that continually have an effect
on us, and there is much we cannot control in the world. But generally
what causes us to go astray in the first place, what leads to bad
decisions and miscalculations, is our deep-rooted irrationality, the
extent to which our minds are governed by emotion. We cannot see
this. It is our blind spot, and as exhibit A of this blind spot, let's look at
the crash of 2008, which can serve as a compendium of all varieties of
human irrationality.
In the aftermath of the crash, the following were the most common
explanations in the media for what had happened: trade imbalances
and other factors led to cheap credit in the early 2000s, which led to
excess leverage; it was impossible to place accurate value on the highly
complex derivatives that were being traded, so no one really could
gauge profits and losses; there existed a shrewd and corrupt cabal of
insiders who had incentives to manipulate the system for quick profits;
greedy lenders pushed subprime mortgages on unsuspecting
homeowners; there was too much government regulation; there was
not enough government oversight; computer models and trading
systems ran amok.
These explanations reveal a remarkable denial of a basic reality.
Leading up to the crash of 2008, millions of people made daily
decisions on whether to invest or not invest. At each point of these
transactions, buyers and sellers could have pulled back from the
riskiest forms of investment but decided not to. There were plenty of
people out there warning of a bubble. Only a few years before, the
crash of the giant hedge fund Long-Term Capital Management showed
exactly how a larger crash could and would occur. If people had longer
memories, they could think back to the bubble of 1987; if they read
history, the stock market bubble and crash of 1929. Almost any
potential homeowner can understand the risks of no-money-down
mortgages and lending terms with fast-rising interest rates.
What all of the analysis ignores is the basic irrationality that drove
these millions of buyers and sellers up and down the line. They became
infected with the lure of easy money. This made even the most
educated investor emotional. Studies and experts were pulled in to
bolster ideas that people were already disposed to believe in—such as
the proverbial "this time it's different" and "housing prices never go
down." A wave of unbridled optimism swept through masses of people.
Then came the panic and crash and the ugly confrontation with reality.
Instead of coming to terms with the orgy of speculation that had
overwhelmed one and all, making smart people look like idiots, fingers
were pointed at outside forces, anything to deflect the real source of
the madness. This is not something peculiar to the crash of 2008. The
same types of explanations were trotted out after the crashes of 1987
and 1929, the railway mania in the 1840s in England, and the South
Sea bubble of the 1720s, also in England. People spoke of reforming
the system; laws were passed to limit speculation. And none of this
worked.
Bubbles occur because of the intense emotional pull they have on
people, which overwhelms any reasoning powers an individual mind
might possess. They stimulate our natural tendencies toward greed,
easy money, and quick results. It is hard to see other people making
money and not join in. There is no regulatory force on the planet that
can control human nature. And because we do not confront the real
source of the problem, bubbles and crashes keep repeating, and will
keep repeating as long as there are suckers and people who do not read
history. The recurrence of this mirrors the recurrence in our own lives
of the same problems and mistakes, forming negative patterns. It is
hard to learn from experience when we are not looking inward, at the
true causes.
Understand: The first step toward becoming rational is to
understand our fundamental irrationality. There are two factors that
should render this more palatable to our egos: nobody is exempt from
the irresistible effect of emotions on the mind, not even the wisest
among us; and to some extent irrationality is a function of the
structure of our brains and is wired into our very nature by the way we
process emotions. Being irrational is almost beyond our control. To
understand this, we must look at the evolution of emotions themselves.
For millions of years, living organisms depended on finely tuned
instincts for survival. In a split second, a reptile could sense danger in
the environment and respond with an instantaneous flight from the
scene. There was no separation between impulse and action. Then,
slowly, for some animals this sensation evolved into something larger
and longer—a feeling of fear. In the beginning this fear merely
consisted of a high level of arousal with the release of certain
chemicals, alerting the animal to a possible danger. With this arousal
and the attention that came with it, the animal could respond in
several ways instead of just one. It could become more sensitive to the
environment and learn. It stood a better chance of survival because its
options were widened. This sensation of fear would last only a few
seconds or even less, for speed was of the essence.
For social animals, these arousals and feelings took on a deeper and
more important role: they became a critical form of communication.
Vicious sounds or hair standing on end could display anger, warding
off an enemy or signaling a danger; certain postures or smells revealed
sexual desire and readiness; postures and gestures signaled the desire
to play; certain calls from the young revealed deep anxiety and the
need for the mother to return. With primates, this became ever more
elaborate and complex. It has been shown that chimpanzees can feel
envy and the desire for vengeance, among other emotions. This
evolution took place over the course of hundreds of millions of years.
Much more recently, cognitive powers developed in animals and
humans, culminating in the invention of language and abstract
thinking.
As many neuroscientists have affirmed, this evolution has led to the
higher mammalian brain being composed of three parts. The oldest is
the reptilian part of the brain, which controls all automatic responses
that regulate the body. This is the instinctive part. Above that is the old
mammalian or limbic brain, governing feeling and emotion. And on
top of that has evolved the neocortex, the part that controls cognition
and, for humans, language.
Emotions originate as physical arousal designed to capture our
attention and cause us to take notice of something around us. They
begin as chemical reactions and sensations that we must then translate
into words to try to understand. But because they are processed in a
different part of the brain from language and thinking, this translation
is often slippery and inaccurate. For instance, we feel anger at person
X, whereas in fact the true source of this may be envy; below the level
of conscious awareness we feel inferior in relation to X and want
something he or she has. But envy is not a feeling that we are ever
comfortable with, and so often we translate it as something more
palatable—anger, dislike, resentment. Or let us say one day we are
feeling a mood of frustration and impatience; person Y crosses our
path at the wrong moment and we lash out, unaware that this anger is
prompted by a different mood and out of proportion to Y's actions. Or
let us say that we are truly angry at person Z. But the anger is sitting
inside of us, caused by someone in our past who hurt us deeply,
perhaps a parent. We direct the anger at Z because they remind us of
this other person.
In other words, we do not have conscious access to the origins of
our emotions and the moods they generate. Once we feel them, all we
can do is try to interpret the emotion, translate it into language. But
more often than not we get this wrong. We latch onto interpretations
that are simple and that suit us. Or we remain baffled. We don't know
why we feel depressed, for example. This unconscious aspect of
emotions also means that it is very hard for us to learn from them, to
stop or prevent compulsive behavior. Children who felt abandoned by
their parents will tend to create patterns of abandonment in later life,
without seeing the reason. (See Trigger Points from Early Childhood,
on this page.)
The communicating function of emotions, a critical factor for social
animals, also becomes somewhat tricky for us. We communicate anger
when it is something else we are feeling, or about someone else, but the
other person cannot see this and so they react as if personally attacked,
which can create cascading misinterpretations.
Emotions evolved for a different reason than cognition. These two
forms of relating to the world are not connected seamlessly in our
brains. For animals, unburdened by the need to translate physical
sensations into abstract language, emotions function smoothly, as they
were meant to. For us, the split between our emotions and our
cognition is a source of constant internal friction, comprising a second
Emotional Self within us that operates beyond our will. Animals feel
fear for a brief time, then it is gone. We dwell on our fears, intensifying
them and making them last well past the moment of danger, even to
the point of feeling constant anxiety.
Many might be tempted to imagine that we have somehow tamed
this Emotional Self through all of our intellectual and technological
progress. After all, we don't appear as violent or passionate or
superstitious as our ancestors; but this is an illusion. Progress and
technology have not rewired us; they have merely altered the forms of
our emotions and the type of irrationality that comes with them. For
instance, new forms of media have enhanced the age-old ability of
politicians and others to play on our emotions, in ever subtler and
more sophisticated ways. Advertisers bombard us with highly effective
subliminal messages. Our continual connection to social media makes
us prone to new forms of viral emotional effects. These are not media
designed for calm reflection. With their constant presence, we have
less and less mental space to step back and think. We are as besieged
with emotions and needless drama as the Athenians in the Assembly,
because human nature has not changed.
Clearly the words rational and irrational can be quite loaded.
People are always labeling those who disagree with them "irrational."
What we need is a simple definition that can be applied as a way of
judging, as accurately as possible, the difference between the two. The
following shall serve as our barometer: We constantly feel emotions,
and they continually infect our thinking, making us veer toward
thoughts that please us and soothe our egos. It is impossible to not
have our inclinations and feelings somehow involved in what we think.
Rational people are aware of this and through introspection and effort
are able, to some extent, to subtract emotions from their thinking and
counteract their effect. Irrational people have no such awareness. They
rush into action without carefully considering the ramifications and
consequences.
We can see the difference in the decisions and actions that people
take and the results that ensue. Rational people demonstrate over time
that they are able to finish a project, to realize their goals, to work
effectively with a team, and to create something that lasts. Irrational
people reveal in their lives negative patterns—mistakes that keep
repeating, unnecessary conflicts that follow them wherever they go,
dreams and projects that are never realized, anger and desires for
change that are never translated into concrete action. They are
emotional and reactive and unaware of this. Everyone is capable of
irrational decisions, some of which are caused by circumstances
beyond our control. And even the most emotional types can hit upon
great ideas or succeed momentarily through boldness. So it is
important to judge over time whether a person is rational or irrational.
Can they sustain success and hit upon several good strategies? Can
they adjust and learn from failures?
We can also see the difference between a rational and irrational
person in particular situations, when it comes to calculating long-term
effects and seeing what truly matters. For instance: In a divorce
proceeding with child custody issues, rational people will manage to let
go of their bitterness and prejudice and reason what is in the best
overall long-term interests of the child. Irrational people will become
consumed with a power struggle against the spouse, will let
resentments and desires for vengeance secretly guide their decisions.
This will lead to a protracted battle and a damaged child.
When it comes to hiring an assistant or partner, rational people will
use competence as their barometer—can this person do the job? An
irrational person will easily fall under the spell of those who are
charming, who know how to feed their insecurities, or who pose little
challenge or threat, and will hire them without realizing the reasons.
This will lead to mistakes and inefficiencies, for which the irrational
person will blame others. When it comes to career decisions, rational
people will look for positions that fit their long-term goals. Irrational
types will decide based on how much money they can immediately
make, what they feel they deserve in life (sometimes very little), how
much they can slack off on the job, or how much attention the position
might bring them. This will lead to career dead ends.
In all cases, the degree of awareness represents the difference.
Rational people can readily admit their own irrational tendencies and
the need to be vigilant. On the other hand, irrational people become
highly emotional when challenged about the emotional roots of their
decisions. They are incapable of introspection and learning. Their
mistakes make them increasingly defensive.
It is important to understand that rationality is not some means of
transcending emotion. Pericles himself valued bold and adventurous
action. He loved the spirit of Athena and the inspiration she brought.
He wanted Athenians to feel love for their city and empathy for their
fellow citizens. What he envisioned was a state of balance—a clear
understanding of why we feel the way we do, conscious of our impulses
so that we can think without being secretly compelled by our emotions.
Pericles wanted the energy that comes from impulses and emotions to
serve our thinking self. That was his vision of rationality, and our ideal.
Fortunately, to acquire rationality is not complicated. It simply
requires knowing and working through a three-step process. First, we
must become aware of what we shall call low-grade irrationality. This
is a function of the continual moods and feelings that we experience in
life, below the level of consciousness. When we plan or make decisions,
we are not aware of how deeply these moods and feelings skew the
thinking process. They create in our thinking pronounced biases that
are so deeply ingrained in us that we see evidence of them in all
cultures and all periods of history. These biases, by distorting reality,
lead to the mistakes and ineffective decisions that plague our lives.
Being aware of them, we can begin to counterbalance their effects.
Second, we must understand the nature of what we shall call highgrade
irrationality. This occurs when our emotions become inflamed,
generally because of certain pressures. As we think about our anger,
excitement, resentment, or suspicion, it intensifies into a reactive state
—everything we see or hear is interpreted through the lens of this
emotion. We become more sensitive and more prone to other
emotional reactions. Impatience and resentment can bleed into anger
and deep distrust. These reactive states are what lead people to
violence, to manic obsessions, to uncontrollable greed, or to desires to
control another person. This form of irrationality is the source of more
acute problems—crises, conflicts, and disastrous decisions.
Understanding how this type of irrationality operates can allow us to
recognize the reactive state as it is happening and pull back before we
do something we regret.
Third, we need to enact certain strategies and exercises that will
strengthen the thinking part of the brain and give it more power in the
eternal struggle with our emotions.
The following three steps will help you begin on the path toward
rationality. It would be wise to incorporate all three into your study
and practice in human nature.